FI
FINRA
5 certification exams available
SIE
Securities Industry Essentials (SIE)
FINRA Introductory-level
Series-6
Investment Company and Variable Contracts Products Representative
FINRA Representative-level
Series-63
Uniform Securities Agent State Law
North American Securities Administrators Association (NASAA)
Series-7
General Securities Representative
General Securities Representative
Series-79
Investment Banking Representative
FINRA Representative-level